Ian G Shaw
Chief Compliance OfficerHSBC Global Asset Management (USA) Inc.CRD 7051510
About Ian G Shaw
Ian G Shaw is listed as Chief Compliance Officer at HSBC Global Asset Management (USA) Inc. in New York, NY. Form ADV reports a beneficial ownership band of Under 5%. Ian G Shaw is associated with 2 registered advisers.
Reported ownership
Owns Under 5% of HSBC Global Asset Management (USA) Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Ian G Shaw work?
Ian G Shaw is listed as Chief Compliance Officer at HSBC Global Asset Management (USA) Inc. on SEC Form ADV.
How much of HSBC Global Asset Management (USA) Inc. does Ian G Shaw own?
Form ADV reports a beneficial ownership band of Under 5%.
HSBC Global Asset Management (USA) Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2024 |
HSBC Securities (USA) Inc.
| Title | Managing Director, Head Of Us Wpb Compliance And Chief Compliance Officer Of Ria |
| Ownership | Under 5% |
| Control person | No |
| Since | 2024 |