Ubs Fund Advisor L.L.C.

Ubs Fund Advisor is a hedge fund company based in New York, NY. They operate 27 private funds and have approximately $5.2 billion in total assets under management (AUM). You can view more information on Ubs Fund Advisor including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Ubs Fund Advisor

Ubs Fund Advisor, L.L.C.
1285 Avenue Of The Americas
20th Floor
New York, NY 10019
United States

Phone: 212-713-3234
Fax: 212-882-5347

Overview of Ubs Fund Advisor

Org. Type: Limited Liability Company

Registration Country: United States

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SEC#: 801-55537

Org#: 109213

Legal Issues: In the last 10 years, an employee or affiliate has pled guilty or no contest to a felony in a domestic, foregin, or military court. In the last 10 years, an employee or affiliate has been charged with a felony. The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A domestic or foreign court, in the past ten years, has enjoined an employee or advisory affiliate in connection with investment-related activity.

Ownership/Leadership of Ubs Fund Advisor

 

Ubs Americas Inc.Owner
Lina RubinVice President
Francine Ann FranklinChief Compliance Officer
Jerry PascucciPresident
Clifford Bryant WattleyVice President
Gary Steven MunizVice President
Anna GindesVice President
Jennifer MagroVice President & Principal Accounting Officer

Ubs Fund Advisor Key Stats and Charts

Discretionary AUM: $5.2 billion

Ubs Fund Advisor discretionary AUM

Rank: 446 out of 3271 hedge fund management companies

Total AUM: $5.2 billion

Ubs Fund Advisor total assets under management (AUM)

Rank: 468 out of 3271 hedge fund management companies

# of Accounts: 46

Ubs Fund Advisor total client accounts

Rank: 642 out of 3271 hedge fund management companies

Average Account Size: 113093103.065

Ubs Fund Advisor average account size

Rank: 982 out of 3271 hedge fund management companies

# of Employees: 53

Ubs Fund Advisor has 53 employees

Rank: 406 out of 3271 hedge fund management companies

# of Private Funds: 27

Ubs Fund Advisor operates 27 private Hedge Fund funds

Rank: 33 out of 3271 hedge fund management companies

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