Robert W. Baird & Co. Incorporated
Contact Details for Robert W. Baird & Co. Incorporated
Robert W. Baird & Co. Incorporated
777 E. Wisconsin Avenue
Milwaukee, WI 53202-5391
United States
Phone: 414-765-3500
Fax: 414-298-7800
Website: http://www.bairdfinancialadvisor.com
Overview of Robert W. Baird & Co. Incorporated
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-7571
Org#: 8158
Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities. An authorization to act as an attorney, accountant or federal contractor has been revoked or suspended.
Company Type: Other
Pooled Investments: Up to 10 percent
Private Funds Managed(2): Chautauqua International Growth Equity Qp Fund Lp, Chautauqua Global Growth Equity Qp Fund Lp
Ownership/Leadership of Robert W. Baird & Co. Incorporated
| Baird Financial Corporation | Shareholder |
| Paul Edward Purcell | Chairman, Director |
| Jeffry Frank Freiburger | Chief Compliance Officer |
| Russell Paul Schwei | Chief Operations Officer |
| Patrick Steven Lawton | Director |
| William Walter Mahler | Director |
| Paul Lee Schultz | General Counsel, Secretary |
| Angela Marie Palmer | Chief Compliance Officer Of Investment Advisor |
Robert W. Baird & Co. Incorporated Key Stats and Charts
Discretionary AUM: $76.79 billion
Rank: 80 out of 6900 private fund companies
Total AUM: $107.59 billion
Rank: 57 out of 6900 private fund companies
# of Accounts: 110825
Rank: 3 out of 6900 private fund companies
Average Account Size: 970770.63076
Rank: 3496 out of 6900 private fund companies
# of Employees: 2358
Rank: 8 out of 6900 private fund companies
# of Private Funds: 2
Rank: 3231 out of 6900 private fund companies
