Axa Rosenberg Investment Management – Fund and Executive Details

Fund Companies

Axa Rosenberg Investment Management LLC

Axa Rosenberg Investment Management is a alternative asset management company based in Orinda, CA. They operate 2 private funds and have approximately $19.71 billion in total assets under management (AUM). You can view more information on Axa Rosenberg Investment Management including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Axa Rosenberg Investment Management

Axa Rosenberg Investment Management LLC
4 Orinda Way
Building E
Orinda, CA 94563
United States

Phone: 925-254-6464
Fax: 925-253-3499
Website: http://www.axa-im-usa.com

Overview of Axa Rosenberg Investment Management

Org. Type: Limited Liability Company

Registration Country: United States

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SEC#: 801-56080

Org#: 109077

Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes.

Company Type: Other

Pooled Investments: 26-50 percent

Private Funds Managed(2): Axa Im International Small Cap Fund Llc, Axa Im Global Emerging Markets Small Cap Fund Llc

Ownership/Leadership of Axa Rosenberg Investment Management

 

Axa Rosenberg Group LLCMember
Francis William JumpChief Investment Officer Americas
Heidi Khashabi RidleyGlobal Chief Executive Officer, Director
Samuel Sung Han KimChief Legal Officer
Cathy Jean SaboChief Compliance Officer
Christophe Eric CoquemaDirector
Michel Henri DecouxHead Of Risk Management
Marcello (No Middle Name) AronaGroup Chief Financial Officer

Axa Rosenberg Investment Management Key Stats and Charts

Discretionary AUM: $19.71 billion

Axa Rosenberg Investment Management discretionary AUM

Rank: 249 out of 6900 private fund companies

Total AUM: $19.71 billion

Axa Rosenberg Investment Management total assets under management (AUM)

Rank: 260 out of 6900 private fund companies

# of Accounts: 93

Axa Rosenberg Investment Management total client accounts

Rank: 764 out of 6900 private fund companies

Average Account Size: 211953218.194

Axa Rosenberg Investment Management average account size

Rank: 987 out of 6900 private fund companies

# of Employees: 132

Axa Rosenberg Investment Management has 132 employees

Rank: 277 out of 6900 private fund companies

# of Private Funds: 2

Axa Rosenberg Investment Management operates 2 private Other funds

Rank: 3231 out of 6900 private fund companies