Bmo Capital Markets Corp.

Bmo Capital Markets Corp. is a securitized asset fund company based in New York, NY. They operate 1 private fund and have approximately $3.1 billion in total assets under management (AUM). You can view more information on Bmo Capital Markets Corp. including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Bmo Capital Markets Corp.

Bmo Capital Markets Corp.
3 Times Square
New York, NY 10036
United States

Phone: (212) 885-4185
Fax: (212) 605-1455
Website: https://www.bmocm.com

Overview of Bmo Capital Markets Corp.

Org. Type: Corporation

Registration Country: United States

SEC#: 801-73047

Org#: 16686

Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities.

Company Type: Securitized Asset Fund

Pooled Investments: Up to 10 percent

Private Funds Managed(1): Fairway Finance Company Llc

Ownership/Leadership of Bmo Capital Markets Corp.

Bmo Financial Corp.	Shareholder
Brad Anders Rothbaum	Chief Operating Officer
Elizabeth Eileen Bailey	Chief Compliance Officer
Patrick Paul Cronin	Director
Bradley Scott Reid	Director
Peter Allan Myers	Director
Christopher David Taves	Director
Kenneth Edward Librot	Director

Bmo Capital Markets Corp. Key Stats and Charts

Discretionary AUM: $3.1 billion

Rank: 12 out of 60 securitized asset fund companies

Total AUM: $3.1 billion

Rank: 12 out of 60 securitized asset fund companies

# of Accounts: 1

Rank: 40 out of 60 securitized asset fund companies

Average Account Size: 3100000000

Rank: 1 out of 60 securitized asset fund companies

# of Employees: 800

Rank: 2 out of 60 securitized asset fund companies

# of Private Funds: 1

Rank: 42 out of 60 securitized asset fund companies

Bmo Capital Markets Corp. – Fund and Executive Details