Harbourview Asset Management Corporation – Fund and Executive Details

Fund Companies

Harbourview Asset Management Corporation

Harbourview Asset Management Corporation is a securitized asset fund company based in New York, NY. They operate 3 private funds and have approximately $400.8 million in total assets under management (AUM). You can view more information on Harbourview Asset Management Corporation including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Harbourview Asset Management Corporation

Harbourview Asset Management Corporation
225 Liberty Street, 11Th Floor
New York, NY 10281-1008
United States

Phone: 212-323-0200
Fax: 212-323-4071

Overview of Harbourview Asset Management Corporation

Org. Type: Corporation

Registration Country: United States

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SEC#: 801-27136

Org#: 104979

Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A domestic or foreign court has dismissed, pursuant to a settlement agreement, an investment-related civil action brought against an employee or advisory affiliate by a state or foreign financial regulatory authority.

Company Type: Securitized Asset Fund

Pooled Investments: 100 percent

Private Funds Managed(3): Harbourview Clo Vii Limited, Harbourview Cdo Iii Ltd , Harbourview Clo 2006 1

Ownership/Leadership of Harbourview Asset Management Corporation

 

Ofi Global Institutional Inc.Shareholder
Mary Ann PicciottoChief Compliance Officer
Arthur Philip SteinmetzDirector
Cynthia Lo BessetteChief Legal Officer
Kristie Marie FeinbergTreasurer
President, Director & Chief Financial Officer

Harbourview Asset Management Corporation Key Stats and Charts

Discretionary AUM: $401 million

Harbourview Asset Management Corporation discretionary AUM

Rank: 35 out of 60 securitized asset fund companies

Total AUM: $401 million

Harbourview Asset Management Corporation total assets under management (AUM)

Rank: 37 out of 60 securitized asset fund companies

# of Accounts: 3

Harbourview Asset Management Corporation total client accounts

Rank: 30 out of 60 securitized asset fund companies

Average Account Size: 133597725.333

Harbourview Asset Management Corporation average account size

Rank: 33 out of 60 securitized asset fund companies

# of Employees: 24

Harbourview Asset Management Corporation has 24 employees

Rank: 18 out of 60 securitized asset fund companies

# of Private Funds: 3

Harbourview Asset Management Corporation operates 3 private Securitized Asset Fund funds

Rank: 28 out of 60 securitized asset fund companies