Hsbc Securities (Usa) Inc.
Contact Details for Hsbc Securities (Usa)
Hsbc Securities (Usa) Inc.
452 Fifth Avenue
New York, NY 10018
United States
Phone: 212-525-2879
Fax: 212-525-5236
Website: http://www.us.hsbc.com/1/2/3/personal/other-services/investing
Overview of Hsbc Securities (Usa)
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-64563
Org#: 19585
Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to have made a false statement or omission. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC.
Company Type: Private Equity
Pooled Investments: Up to 10 percent
Private Funds Managed(13): Hsbc Equity Partners Usa Lp , Hsbc Latin America Fund Partners Lp , Hsbc Latin America Institutional Fund Lp , Hsbc Latin America Partners Lp , Hsbc Latin America Private Equity Investors Lp , Hsbc Latin American Coinvestment Partners Lp , Hsbc Mezzanine Partners Usa Lp , Hsbc Private Equity Access Fund Lp , Hsbc Private Equity Fund Partners Usa Lp , Hsbc Private Equity Investors Cayman Lp , Hsbc Private Equity Partners Ii Usa Lp , Hsbc Real Estate Fund Lp, Hsbc Real Estate Equity Partners Usa Lp
Ownership/Leadership of Hsbc Securities (Usa)
| Hsbc Markets (Usa) Inc. | Parent |
| Matthew John Iii Flanigan | Head Of Operations/Chief Operating Officer |
| George Ilbert Mandl | Chief Compliance Officer – Bd |
| Michael Curry Cutlip | Reg Gbm Chief Operating Officer Banking Americas – Investment Adviser | General Counsel |
| John Henry Ruggiero | Chief Compliance Officer – Investment Adviser |
| Alexis Ann Vasquez Meissner | Director |
| Steven Nicholas Lombardo | Chief Financial Officer |
Hsbc Securities (Usa) Key Stats and Charts
Discretionary AUM: $747 million
Rank: 335 out of 1975 private equity companies
Total AUM: $2.97 billion
Rank: 133 out of 1975 private equity companies
# of Accounts: 12328
Rank: 1 out of 1975 private equity companies
Average Account Size: 241244.664341
Rank: 923 out of 1975 private equity companies
# of Employees: 1289
Rank: 4 out of 1975 private equity companies
# of Private Funds: 13
Rank: 152 out of 1975 private equity companies
