National Asset Management Inc.
Contact Details for National Asset Management
National Asset Management, Inc.
One Union Square 600 University Street
Suite 2900
Seattle, WA 98101
United States
Phone: 206-343-6238
Fax: 206-388-5067
Website: http://www.namadvisorguide.com
Overview of National Asset Management
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-64837
Org#: 115927
Legal Issues: In the last 10 years, an employee or affiliate has been charged with a felony. The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to have made a false statement or omission. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities.
Company Type: Private Equity
Pooled Investments: Up to 10 percent
Private Funds Managed(17): Truncatus Holdings Qp Llc, Innovation X Holdings Qp Llc Lyft Series I , Innovation X Holdings Qp Llc Lyft Series Ii , Innovation X Holdings Qp Llc Lyft Series Iii , Innovation X Holdings Qp Llc Spotify Series I , Innovation X Holdings Llc Lyft Series I , Innovation X Holdings Llc Lyft Series Ii , Media Ventures Fund I Llc , Nam Special Situations Fund I Qp Llc Lyft Series I , Nam Special Situations Fund I Qp Llc Lyft Series Ii , Nam Special Situations Fund I Qp Llc Lyft Series Iii , Nam Special Situations Fund I Llc , Nam Special Situations Fund Ii Llc , Nsc Biotech Venture Fund I Llc , Powermat Partners Llc , The Social Internet Fund I Llc , Truncatus Holdings Llc
Ownership/Leadership of National Asset Management
| National Holdings Corporation | Parent Company |
| Kay Alison Johnson | Vice President |
| Natalia Tovar Watson | Treasurer |
| David Charles Levine | President |
| Chief Compliance Officer | |
| Glenn Charles Worman | Secretary |
| David Charles Levine | Director |
| Michael Anthony Mullen | Director |
National Asset Management Key Stats and Charts
Discretionary AUM: $939 million
Rank: 285 out of 1975 private equity companies
Total AUM: $1.2 billion
Rank: 268 out of 1975 private equity companies
# of Accounts: 4719
Rank: 6 out of 1975 private equity companies
Average Account Size: 254556.850392
Rank: 920 out of 1975 private equity companies
# of Employees: 210
Rank: 25 out of 1975 private equity companies
# of Private Funds: 17
Rank: 102 out of 1975 private equity companies
