Oppenheimer & Co. Inc.
Contact Details for Oppenheimer & Co.
Oppenheimer & Co. Inc.
85 Broad Street
22nd Floor.
New York, NY 10004
United States
Phone: 212-668-8000
Website: http://www.opco.com
Overview of Oppenheimer & Co.
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-887
Org#: 249
Legal Issues: In the last 10 years, an employee or affiliate has pled guilty or no contest to a felony in a domestic, foregin, or military court. In the last 10 years, an employee or affiliate has been charged with a felony. In the last 10 years, an employee or affiliate been convicted of or pled guilty or no contest in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. In the last 10 years, an employee or affiliate has been charged in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to have made a false statement or omission. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities.
Company Type: Hedge Fund
Strategies/Sectors: Fund of Funds
Pooled Investments: Up to 10 percent
Private Funds Managed(1): Oppenheimer Activist Partners Lp
Ownership/Leadership of Oppenheimer & Co.
Oppenheimer & Co. Key Stats and Charts
Discretionary AUM: $5.8 billion
Rank: 408 out of 3271 hedge fund management companies
Total AUM: $9.64 billion
Rank: 306 out of 3271 hedge fund management companies
# of Accounts: 20229
Rank: 12 out of 3271 hedge fund management companies
Average Account Size: 476649.992239
Rank: 2299 out of 3271 hedge fund management companies
# of Employees: 2949
Rank: 2 out of 3271 hedge fund management companies
# of Private Funds: 1
Rank: 1944 out of 3271 hedge fund management companies
