Rothschild Investment Corporation

Rothschild Investment Corporation is a alternative asset management company based in Chicago, IL. They operate 1 private fund and have approximately $1.27 billion in total assets under management (AUM). You can view more information on Rothschild Investment Corporation including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Rothschild Investment Corporation

Rothschild Investment Corporation
311 South Wacker Drive
Suite 6500
Chicago, IL 60606
United States

Phone: 312-983-8900
Fax: 312-983-8959
Website: http://www.rothschildinv.com

Overview of Rothschild Investment Corporation

Org. Type: Corporation

Registration Country: United States

SEC#: 801-7395

Org#: 728

Legal Issues: A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities.

Company Type: Other

Pooled Investments: 0 percent

Private Funds Managed(1): Thomas Paine Investors

Ownership/Leadership of Rothschild Investment Corporation

Richard Foreman Karger	Chairman, Chief Exc. Officer, Director
Paul Edward Geringer	Executive Vp/ Director
Robert Melvin Steiner	Executive Vice President
Bart Richard Bonga	President
Executive Vice President / Chief Compliance Officer / Chief Adm Officer / Rosfp/ Director, Chief Financial Officer
Executive Vice President / Secretary/Rosfp