Stifel Nicolaus & Company Incorporated
Contact Details for Stifel Nicolaus & Company Incorporated
Stifel, Nicolaus & Company, Incorporated
501 N Broadway
St Louis, MO 63102
United States
Phone: 314-342-2000
Fax: 314-342-2830
Website: http://www.stifel.com
Overview of Stifel Nicolaus & Company Incorporated
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-10746
Org#: 793
Legal Issues: The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A self-regulatory organization or commodities exchange has disciplined an employee or advisory affiliate by expelling or suspeding them from membership or from associating with other members, or otherwise restricting activities. A domestic or foreign court, in the past ten years, has enjoined an employee or advisory affiliate in connection with investment-related activity. A domestic or foreign court has found an employee or advisory affiliate were involved in a violation of investment-related statutes or regulations.
Company Type: Other
Pooled Investments: Up to 10 percent
Private Funds Managed(16): Value Real Estate Investments Llc, Cardinal Advisor Series Multi Manager International Equity Lp , Cardinal Advisor Series International Value Equity Master Fund Lp , Cardinal Advisor Series Strategic Commodities Master Fund Lp , Cardinal Advisor Series International Growth Equity Master Fund Lp , Cardinal Advisor Series Local Currency Emerging Market Debt Master Fund Lp , Distressed Opportunities Fund Ii Llc , Distressed Opportunitites Fund Llc , Ei Fund Ii Llc , International Value Investments Llc , Kc Partners Investment Fund Lp , Leg Ii Llc , Mp Concentrated Fund I , Rc Iv Llc , Real Assets Llc , Real Estate Recovery Fund Llc
Ownership/Leadership of Stifel Nicolaus & Company Incorporated
| James Mark Zemlyak | Chief Operating Officer And Director |
| Stifel Financial Corp. | Shareholder |
| Thomas P Mulroy | Director |
| Mark Fisher | General Counsel |
| John Gerald Olsen | Chief Compliance Officer – Private Client Group |
| Douglas Wayne Noll | Chief Operations Officer |
| Michael Francis Imhoff | Director |
| David Dean Sliney | Director |
Stifel Nicolaus & Company Incorporated Key Stats and Charts
Discretionary AUM: $38.65 billion
Rank: 153 out of 6900 private fund companies
Total AUM: $53.89 billion
Rank: 115 out of 6900 private fund companies
# of Accounts: 141170
Rank: 2 out of 6900 private fund companies
Average Account Size: 381718.809202
Rank: 3673 out of 6900 private fund companies
# of Employees: 5543
Rank: 1 out of 6900 private fund companies
# of Private Funds: 16
Rank: 382 out of 6900 private fund companies
