Ubs Asset Management (Americas) Inc.

Ubs Asset Management (Americas) is a hedge fund company based in New York, NY. They operate 9 private funds and have approximately $142.13 billion in total assets under management (AUM). You can view more information on Ubs Asset Management (Americas) including private fund info, contact info, top management and executives, website, email addresses, and more below:

Contact Details for Ubs Asset Management (Americas)

Ubs Asset Management (Americas) Inc.
1285 Avenue Of The Americas
New York, NY 10019
United States

Phone: 212-821-3000
Fax: 212-882-5370
Website: http://www.ubs.com

Overview of Ubs Asset Management (Americas)

Org. Type: Corporation

Registration Country: United States

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SEC#: 801-34910

Org#: 106838

Legal Issues: In the last 10 years, an employee or affiliate has pled guilty or no contest to a felony in a domestic, foregin, or military court. In the last 10 years, an employee or affiliate has been charged with a felony. The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A domestic or foreign court, in the past ten years, has enjoined an employee or advisory affiliate in connection with investment-related activity.

Ownership/Leadership of Ubs Asset Management (Americas)

 

Ubs Americas Inc.Shareholder
Mark Frederick KemperSecretary And Chief Legal Officer
Joseph Junior AllessieChief Compliance Officer And Assistant Secretary
William Joseph FerriPresident And Director
Lisa Anne LenzaVice President And Director
Vice President
David Sacha SquiresChief Financial Officer And Director

Ubs Asset Management (Americas) Key Stats and Charts

Discretionary AUM: $130.3 billion

Ubs Asset Management (Americas) discretionary AUM

Rank: 32 out of 3271 hedge fund management companies

Total AUM: $142.13 billion

Ubs Asset Management (Americas) total assets under management (AUM)

Rank: 32 out of 3271 hedge fund management companies

# of Accounts: 10373

Ubs Asset Management (Americas) total client accounts

Rank: 22 out of 3271 hedge fund management companies

Average Account Size: 13702212.7012

Ubs Asset Management (Americas) average account size

Rank: 1816 out of 3271 hedge fund management companies

# of Employees: 407

Ubs Asset Management (Americas) has 407 employees

Rank: 43 out of 3271 hedge fund management companies

# of Private Funds: 9

Ubs Asset Management (Americas) operates 9 private Hedge Fund funds

Rank: 376 out of 3271 hedge fund management companies

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