Ubs Asset Management (Americas) Inc.
Contact Details for Ubs Asset Management (Americas)
Ubs Asset Management (Americas) Inc.
1285 Avenue Of The Americas
New York, NY 10019
United States
Phone: 212-821-3000
Fax: 212-882-5370
Website: http://www.ubs.com
Overview of Ubs Asset Management (Americas)
Org. Type: Corporation
Registration Country: United States
0
SEC#: 801-34910
Org#: 106838
Legal Issues: In the last 10 years, an employee or affiliate has pled guilty or no contest to a felony in a domestic, foregin, or military court. In the last 10 years, an employee or affiliate has been charged with a felony. The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A domestic or foreign court, in the past ten years, has enjoined an employee or advisory affiliate in connection with investment-related activity.
Company Type: Hedge Fund
Pooled Investments: Up to 10 percent
Private Funds Managed(9): Samurai Active Allocation Fund , Select Cay Treasury Preferred Fund Ltd, Select Cay Government Institutional Fund Ltd , Select Cay Government Preferred Fund Ltd , Select Cay Prime Institutional Fund Ltd , Select Cay Prime Preferred Fund Ltd , Select Cay Treasury Institutional Fund Ltd , Golden State Matterhorn Llc , 1 North Equity Healthcare Long Short Master Fund Ltd
Ownership/Leadership of Ubs Asset Management (Americas)
| Ubs Americas Inc. | Shareholder |
| Mark Frederick Kemper | Secretary And Chief Legal Officer |
| Joseph Junior Allessie | Chief Compliance Officer And Assistant Secretary |
| William Joseph Ferri | President And Director |
| Lisa Anne Lenza | Vice President And Director | Vice President |
| David Sacha Squires | Chief Financial Officer And Director |
Ubs Asset Management (Americas) Key Stats and Charts
Discretionary AUM: $130.3 billion
Rank: 32 out of 3271 hedge fund management companies
Total AUM: $142.13 billion
Rank: 32 out of 3271 hedge fund management companies
# of Accounts: 10373
Rank: 22 out of 3271 hedge fund management companies
Average Account Size: 13702212.7012
Rank: 1816 out of 3271 hedge fund management companies
# of Employees: 407
Rank: 43 out of 3271 hedge fund management companies
# of Private Funds: 9
Rank: 376 out of 3271 hedge fund management companies
