Ubs Oconnor LLC
Contact Details for Ubs Oconnor
Ubs Oconnor LLC
One North Wacker Drive, 32Nd Floor
Chicago, IL 60606
United States
Phone: 312-525-6000
Fax: 312-525-5042
Website: http://www.ubs.com/oconnor.com
Overview of Ubs Oconnor
Org. Type: Limited Liability Company
Registration Country: United States
0
SEC#: 801-57469
Org#: 108754
Legal Issues: In the last 10 years, an employee or affiliate has pled guilty or no contest to a felony in a domestic, foregin, or military court. In the last 10 years, an employee or affiliate has been charged with a felony. The SEC or CFTC has found an employee or advisory affiliaite to have made a false statement or omission. The SEC or CFTC has found an employee or advisory affiliaite to have been involved in a violation of SEC or CFTC regulations or statutes. The SEC or CFTC has entered an order in connection with investment-related activities. The SEC or CFTC has imposed a civil money penalty on an employee or advisory affiliate, or been ordered to cease and desist from any activity. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical. A federal, state or foreign financial regulatory agency has found an employee or advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes. A federal, state or foreign financial regulatory agency has entered an order against an employee or advisory affiliate in connection with investment-related activity. A federal, state or foreign financial regulatory agency has denied, suspended, or revoked an employee or advisory affiliate’s registration or license, or otherwise prevented an employee or advisory affiliate, by order, from associating with an investment-related business or restricted activity. A self-regulatory organization or commodities exchange has found an employee or advisory affiliaite to been involved in a violation of its rules other than a violation designated as a minor rule violation under a plan approved by the SEC. A domestic or foreign court, in the past ten years, has enjoined an employee or advisory affiliate in connection with investment-related activity.
Company Type: Hedge Fund
Strategies/Sectors: Fund of Funds
Pooled Investments: 76-99 percent
Private Funds Managed(11): O’Connor Global Fundamental Market Neutral Long Short Levered Master Limited, Nineteen77 Trading Value Llc , Nineteen77 Capital Solutions A Lp , Nineteen77 Capital Solutions Lp , Nineteen77 Global Fundamental Market Neutral Long Short Master Limited , Nineteen77 Global Merger Arbitrage Master Limited , Nineteen77 Global Multi Strategy Alpha Levered Master Limited , Nineteen77 Global Multi Strategy Alpha Iv Limited , Nineteen77 Global Multi Strategy Alpha Master Limited , Nineteen77 Us Equities Long Short Select Master Limited , O’Connor Asia Pacific Equities Long Short Master Limited
Ownership/Leadership of Ubs Oconnor
| Nicholas James Vagra | Chief Operating Officer Head Of Oconnor |
| Salvatore Digangi | Chief Compliance Officer |
| Andrew D Hollenbeck | General Counsel |
| Ubs Americas Holding LLC | Holding Company |
Ubs Oconnor Key Stats and Charts
Discretionary AUM: $11.98 billion
Rank: 246 out of 3271 hedge fund management companies
Total AUM: $12.08 billion
Rank: 255 out of 3271 hedge fund management companies
# of Accounts: 29
Rank: 772 out of 3271 hedge fund management companies
Average Account Size: 416643167.414
Rank: 307 out of 3271 hedge fund management companies
# of Employees: 132
Rank: 173 out of 3271 hedge fund management companies
# of Private Funds: 11
Rank: 297 out of 3271 hedge fund management companies
