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3 Factor Indexing, LLC

● SEC registered since 2017CRD 160356SEC# 801-110926
Export (members)
Reg. AUM
$193.2M
Employees
4
Accounts
174
Location

3 Factor Indexing, LLC assets under management

3 Factor Indexing, LLC is an SEC-registered investment adviser. The firm has been registered since 2017. It reports $193.2 million in regulatory assets under management and employs 4 people.

3 Factor Indexing, LLC owners & executives

3 reported
NameTitleOwnershipSince
Arthur Victor Shaw ControlCeo/Cco25-50%2011
Jan Sager ControlOwner25-50%2024
Robert Paul Sawyer ControlAdvisor5-10%2013

Frequently asked questions

How much does 3 Factor Indexing, LLC manage?

3 Factor Indexing, LLC reports $193.2 million in regulatory assets under management on its Form ADV.

How many employees does 3 Factor Indexing, LLC have?

3 Factor Indexing, LLC reports 4 employees.

Does 3 Factor Indexing, LLC disclose fund performance?

3 Factor Indexing, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone650-387-0055
Office hoursBy Appointment Only
SEC regionSan Francisco Regional Office (SFRO)
Discloses disciplinary historyNo

Regulatory AUM

$193.2M▲ 14%
Apr '25 — $169.6MMay '25 — $169.6MJun '25 — $169.6MJul '25 — $169.6MAug '25 — $169.6MSep '25 — $169.6MOct '25 — $169.6MNov '25 — $169.6MDec '25 — $169.6MJan '26 — $169.6MFeb '26 — $169.6MMar '26 — $193.2MApr '26 — $193.2MMay '26 — $193.2MJun '26 — $193.2M
Apr '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 76%
Larger than 24% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$193.2Mregulatory AUM
Discretionary $190.4MNon-discretionary $2.8M