360 Financial, Inc.
● SEC registered since 2013CRD 168600SEC# 801-78425Wayzata, MN
Reg. AUM
$700.5M
Employees
16
Accounts
2,079
Location
Wayzata, MN
360 Financial, Inc. assets under management
360 Financial, Inc. is an SEC-registered investment adviser based in Wayzata, MN. The firm has been registered since 2013. It reports $700.5 million in regulatory assets under management and employs 16 people.
360 Financial, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Anthony Rogers Control | Chief Compliance Officer And President | Over 75% | 1995 |
Frequently asked questions
How much does 360 Financial, Inc. manage?
360 Financial, Inc. reports $700.5 million in regulatory assets under management on its Form ADV.
How many employees does 360 Financial, Inc. have?
360 Financial, Inc. reports 16 employees.
Where is 360 Financial, Inc. located?
360 Financial, Inc. is based in Wayzata, MN and has been SEC-registered since 2013.
Does 360 Financial, Inc. disclose fund performance?
360 Financial, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 849 Lake Street East, Wayzata, MN 55391 |
| Phone | 952-542-8900 |
| Fax | 952-300-8018 |
| Office hours | 8:00 a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1802324 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$700.5M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$700.5Mregulatory AUM
Discretionary $636.5MNon-discretionary $64.1M