Align Financial, LLC
● SEC registered since 2025CRD 309238SEC# 801-132137Hermantown, MN
Reg. AUM
$433.7M
Employees
5
Accounts
753
Location
Hermantown, MN
Align Financial, LLC assets under management
Align Financial, LLC operates as an SEC-registered investment adviser based in Hermantown, MN. The firm has been registered since 2025. It reports $433.7 million in regulatory assets under management and employs 5 people.
Align Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Roger Patrick Whitney Control | Managing Member | 25-50% | 2025 |
| Tanya Lynn Nichols Control | Managing Member / Cco | 25-50% | 2020 |
Frequently asked questions
How much does Align Financial, LLC manage?
Align Financial, LLC reports $433.7 million in regulatory assets under management on its Form ADV.
How many employees does Align Financial, LLC have?
Align Financial, LLC reports 5 employees.
Where is Align Financial, LLC located?
Align Financial, LLC is based in Hermantown, MN and has been SEC-registered since 2025.
Does Align Financial, LLC disclose fund performance?
Align Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4960 Miller Trunk Hwy, #600, Hermantown, MN 55811 |
| Phone | 218-336-2506 |
| Fax | 218-461-3506 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$433.7M▲ 327%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$433.7Mregulatory AUM
Discretionary $433.7M