Alpha Financial Advisors, LLC
● SEC registered since 2014CRD 122545SEC# 801-79666Charlotte, NC
Reg. AUM
$619.3M
Employees
9
Accounts
1,520
Location
Charlotte, NC
Alpha Financial Advisors, LLC assets under management
Alpha Financial Advisors, LLC is an investment advisory firm registered with the SEC based in Charlotte, NC. The firm has been registered since 2014. It reports $619.3 million in regulatory assets under management and employs 9 people.
Alpha Financial Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Marie Reilley Gugle Control | Managing Member / Chief Executive Officer / Chief Compliance Officer | Over 75% | 2010 |
| Henry Nicholson Barringer | Member | 10-25% | 2022 |
| Tyler William Weaver | Financial Advisor | 5-10% | 2017 |
Frequently asked questions
How much does Alpha Financial Advisors, LLC manage?
Alpha Financial Advisors, LLC reports $619.3 million in regulatory assets under management on its Form ADV.
How many employees does Alpha Financial Advisors, LLC have?
Alpha Financial Advisors, LLC reports 9 employees.
Where is Alpha Financial Advisors, LLC located?
Alpha Financial Advisors, LLC is based in Charlotte, NC and has been SEC-registered since 2014.
Does Alpha Financial Advisors, LLC disclose fund performance?
Alpha Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11325 N Community House Rd, Suite #410, Charlotte, NC 28277-0524 |
| Phone | 704-716-1100 |
| Fax | 704-716-1101 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1972138 |
| Discloses disciplinary history | No |
Regulatory AUM
$619.3M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$619.3Mregulatory AUM
Discretionary $617.1MNon-discretionary $2.2M