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Alpha Omega Financial Advisory, Inc.

● SEC registered since 2021CRD 314289SEC# 801-121214
Export (members)
Reg. AUM
$187M
Employees
2
Accounts
337
Location

Alpha Omega Financial Advisory, Inc. assets under management

Alpha Omega Financial Advisory, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It reports $187 million in regulatory assets under management and employs 2 people.

Alpha Omega Financial Advisory, Inc. owners & executives

1 reported
NameTitleOwnershipSince
William Carambelas ControlPresident/Chief Compliance OfficerOver 75%2021

Frequently asked questions

How much does Alpha Omega Financial Advisory, Inc. manage?

Alpha Omega Financial Advisory, Inc. reports $187 million in regulatory assets under management on its Form ADV.

How many employees does Alpha Omega Financial Advisory, Inc. have?

Alpha Omega Financial Advisory, Inc. reports 2 employees.

Does Alpha Omega Financial Advisory, Inc. disclose fund performance?

Alpha Omega Financial Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone410-592-8936
Fax443-203-3113
Office hours9:00 a.m. - 5:00 p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$187M▲ 16%
Feb '25 — $161.6MMar '25 — $161.6MApr '25 — $161.6MMay '25 — $161.6MJun '25 — $161.6MJul '25 — $161.6MAug '25 — $161.6MSep '25 — $161.6MOct '25 — $161.6MNov '25 — $161.6MDec '25 — $161.6MJan '26 — $161.6MFeb '26 — $187MMar '26 — $187MApr '26 — $187MMay '26 — $187MJun '26 — $187M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$187Mregulatory AUM
Discretionary $187M