Alpha Rock Investments, LLC
CRD 335453SEC# 801-132349Malvern, PA
No longer SEC-registered. Alpha Rock Investments, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$16.5M
Employees
1
Accounts
66
Location
Malvern, PA
Alpha Rock Investments, LLC assets under management
Alpha Rock Investments, LLC is an investment advisory firm registered with the SEC based in Malvern, PA. It reports $16.5 million in regulatory assets under management and employs 1 people.
Alpha Rock Investments, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Andrew Schreiner Control | Founder, Chief Investment Officer, Chief Compliance Officer | Over 75% | 2025 |
Frequently asked questions
How much does Alpha Rock Investments, LLC manage?
Alpha Rock Investments, LLC reports $16.5 million in regulatory assets under management on its Form ADV.
How many employees does Alpha Rock Investments, LLC have?
Alpha Rock Investments, LLC reports 1 employees.
Where is Alpha Rock Investments, LLC located?
Alpha Rock Investments, LLC is based in Malvern, PA.
Does Alpha Rock Investments, LLC disclose fund performance?
Alpha Rock Investments, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 40 Pennsylvania Ave, Malvern, PA 19355 |
| Office hours | 9a.m. - 5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$16.5MNo change
Jun '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$16.5Mregulatory AUM
Discretionary $16.5M