Aptus Financial LLC
● SEC registered since 2021CRD 280033SEC# 801-120751
Reg. AUM
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Employees
12
Accounts
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Location
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Aptus Financial LLC assets under management
Aptus Financial LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2021. It employs 12 people.
Aptus Financial LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Matthew Duncan Control | Director Of Financial Planning | Under 5% | 2018 |
| Sarah Catherine Gutierrez Control | Partner And Chief Executive Officer | Over 75% | 2011 |
| Timothy John Quillin Control | Chief Compliance Officer | 25-50% | 2021 |
Frequently asked questions
How many employees does Aptus Financial LLC have?
Aptus Financial LLC reports 12 employees.
Does Aptus Financial LLC disclose fund performance?
Aptus Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 501-907-1993 |
| Office hours | 9a.m. - 6p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
How this firm compares
EmployeesTop 35%
More than 65% of 16,825 advisers