Asset Planning Corporation
CRD 7890SEC# 801-11448Knoxville, TN
No longer SEC-registered. Asset Planning Corporation appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$406.6M
Employees
9
Accounts
928
Location
Knoxville, TN
Asset Planning Corporation assets under management
Asset Planning Corporation operates as an SEC-registered investment adviser based in Knoxville, TN. It reports $406.6 million in regulatory assets under management and employs 9 people.
Asset Planning Corporation owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carol Ottaviano | Corporate Secretary | 10-25% | 2021 |
| Joseph Ottaviano Control | President | Over 75% | 2020 |
| Kathy Jo Patty Control | Director Of Client Care | Under 5% | 2025 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Asset Planning Corporation manage?
Asset Planning Corporation reports $406.6 million in regulatory assets under management on its Form ADV.
How many employees does Asset Planning Corporation have?
Asset Planning Corporation reports 9 employees.
Where is Asset Planning Corporation located?
Asset Planning Corporation is based in Knoxville, TN.
Does Asset Planning Corporation disclose fund performance?
Asset Planning Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 234 S. Peters Rd., Suite 102, Knoxville, TN 37923 |
| Office hours | By Appointment Only |
| Discloses disciplinary history | No |
Regulatory AUM
$406.6MNo change
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$406.6Mregulatory AUM
Discretionary $401.5MNon-discretionary $5.2M