Aura Finance, Inc.
CRD 318940SEC# 801-123667Covina,, CA
No longer SEC-registered. Aura Finance, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$685K
Employees
3
Accounts
238
Location
Covina,, CA
Aura Finance, Inc. assets under management
Aura Finance, Inc. is an SEC-registered investment adviser based in Covina,, CA. It reports $684,936 in regulatory assets under management and employs 3 people.
Aura Finance, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Courtney Carlyle Cardin Control | President | 50-75% | 2021 |
| Kelsey Anne Willock Control | Ceo & Cco | 50-75% | 2021 |
Frequently asked questions
How much does Aura Finance, Inc. manage?
Aura Finance, Inc. reports $684,936 in regulatory assets under management on its Form ADV.
How many employees does Aura Finance, Inc. have?
Aura Finance, Inc. reports 3 employees.
Where is Aura Finance, Inc. located?
Aura Finance, Inc. is based in Covina,, CA.
Does Aura Finance, Inc. disclose fund performance?
Aura Finance, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 440 N Barranca Ave, Covina,, CA 91723 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$685KNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$685Kregulatory AUM
Discretionary $685K