Bard Financial Services, Inc.
CRD 110017SEC# 801-80696Branford, CT
No longer SEC-registered. Bard Financial Services, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$639.4M
Employees
6
Accounts
1,101
Location
Branford, CT
Bard Financial Services, Inc. assets under management
Bard Financial Services, Inc. is an investment advisory firm registered with the SEC based in Branford, CT. It reports $639.4 million in regulatory assets under management and employs 6 people.
Bard Financial Services, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jeffrey Michael Welsh Control | Vice President/Chief Compliance Officer | 25-50% | 2000 |
| Julie Cross Hoko Control | Vice President/Secretary | 10-25% | 2000 |
| Kenneth Steven Spitzbard Control | President | 25-50% | 1986 |
Frequently asked questions
How much does Bard Financial Services, Inc. manage?
Bard Financial Services, Inc. reports $639.4 million in regulatory assets under management on its Form ADV.
How many employees does Bard Financial Services, Inc. have?
Bard Financial Services, Inc. reports 6 employees.
Where is Bard Financial Services, Inc. located?
Bard Financial Services, Inc. is based in Branford, CT.
Does Bard Financial Services, Inc. disclose fund performance?
Bard Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 388 East Main Street, Branford, CT 06405 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$639.4MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$639.4Mregulatory AUM
Discretionary $639.4M