Bas Capital Corp.
CRD 150430SEC# 801-136551
No longer SEC-registered. Bas Capital Corp. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$117M
Employees
2
Accounts
22
Location
—
Bas Capital Corp. assets under management
Bas Capital Corp. operates as an SEC-registered investment adviser. It reports $117 million in regulatory assets under management and employs 2 people.
Bas Capital Corp. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bruce Allen Stein Control | President And Sole Shareholder | Over 75% | 1997 |
| Bruce Allen Stein Control | Chief Compliance Officer | Over 75% | 2009 |
Frequently asked questions
How much does Bas Capital Corp. manage?
Bas Capital Corp. reports $117 million in regulatory assets under management on its Form ADV.
How many employees does Bas Capital Corp. have?
Bas Capital Corp. reports 2 employees.
Does Bas Capital Corp. disclose fund performance?
Bas Capital Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | 7a.m.-7p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$117MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$117Mregulatory AUM
Discretionary $117M