BMO Capital Markets Corp.
CRD 16686SEC# 801-73047New York, NY
No longer SEC-registered. BMO Capital Markets Corp. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.21B
Employees
1,275
Accounts
4
Location
New York, NY
BMO Capital Markets Corp. assets under management
BMO Capital Markets Corp. operates as an SEC-registered investment adviser based in New York, NY. It reports $1.2 billion in regulatory assets under management and employs 1,275 people.
BMO Capital Markets Corp. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| BMO Financial Corp. Control | Shareholder | Over 75% | 2011 |
| Daniel Yukilevich Control | Chief Compliance Officer | Under 5% | 2025 |
| Joel Edward Woodward Control | Chief Financial Officer | Under 5% | 2023 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does BMO Capital Markets Corp. manage?
BMO Capital Markets Corp. reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does BMO Capital Markets Corp. have?
BMO Capital Markets Corp. reports 1,275 employees.
Where is BMO Capital Markets Corp. located?
BMO Capital Markets Corp. is based in New York, NY.
Does BMO Capital Markets Corp. disclose fund performance?
BMO Capital Markets Corp. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 151 West 42nd Street, New York, NY 10036 |
| Office hours | 8:00a.m. - 5:00p.m. Est |
| Discloses disciplinary history | Yes |
Regulatory AUM
$1.21B▲ 52%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$1.21Bregulatory AUM
Discretionary $1.21B