Brickstone Financial
CRD 319161SEC# 801-131615
No longer SEC-registered. Brickstone Financial appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.6M
Employees
1
Accounts
4
Location
—
Brickstone Financial assets under management
Brickstone Financial is an investment advisory firm registered with the SEC. It reports $1.6 million in regulatory assets under management and employs 1 people.
Brickstone Financial owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alexander Leo Paul Bailey Control | Owner And Cco | Over 75% | 2024 |
Frequently asked questions
How much does Brickstone Financial manage?
Brickstone Financial reports $1.6 million in regulatory assets under management on its Form ADV.
How many employees does Brickstone Financial have?
Brickstone Financial reports 1 employees.
Does Brickstone Financial disclose fund performance?
Brickstone Financial is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | 8a.m.-5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.6MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$1.6Mregulatory AUM
Discretionary $1.6M