Broad Investment Securities LLC
● SEC registered since 2018CRD 290775SEC# 801-112127Beijing
Reg. AUM
$200
Employees
2
Accounts
2
Location
Beijing
Broad Investment Securities LLC assets under management
Broad Investment Securities LLC is a registered investment adviser overseen by the SEC based in Beijing. The firm has been registered since 2018. It reports $200 in regulatory assets under management and employs 2 people.
Broad Investment Securities LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ali Kaya Control | Menber And Ceo And Cco | Over 75% | 2022 |
| Broad Securities LLC | Menber | 10-25% | 2022 |
| Jiahui Cheng | General Manager | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Broad Investment Securities LLC manage?
Broad Investment Securities LLC reports $200 in regulatory assets under management on its Form ADV.
How many employees does Broad Investment Securities LLC have?
Broad Investment Securities LLC reports 2 employees.
Where is Broad Investment Securities LLC located?
Broad Investment Securities LLC is based in Beijing and has been SEC-registered since 2018.
Does Broad Investment Securities LLC disclose fund performance?
Broad Investment Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3f Si Hui da Sha, 1008-B Hui He Nan Street, Chaoyang District, Beijing 100124 |
| Phone | 001 6363182914 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | HQ |
| Discloses disciplinary history | No |
Regulatory AUM
$200No change
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$200regulatory AUM
Discretionary $200