Broadview Wealth Management, LLC
● SEC registered since 2024CRD 174429SEC# 801-131458
Reg. AUM
$154.9M
Employees
1
Accounts
78
Location
—
Broadview Wealth Management, LLC assets under management
Broadview Wealth Management, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2024. It reports $154.9 million in regulatory assets under management and employs 1 people.
Broadview Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Thomas Ausland Bailey Control | President And Chief Compliance Officer | Over 75% | 2015 |
Frequently asked questions
How much does Broadview Wealth Management, LLC manage?
Broadview Wealth Management, LLC reports $154.9 million in regulatory assets under management on its Form ADV.
How many employees does Broadview Wealth Management, LLC have?
Broadview Wealth Management, LLC reports 1 employees.
Does Broadview Wealth Management, LLC disclose fund performance?
Broadview Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 425-326-1120 |
| Office hours | 8 a.m. - 5:30 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$154.9M▲ 42%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$154.9Mregulatory AUM
Discretionary $0Non-discretionary $154.9M