Broadwealth LLC
● SEC registered since 2024CRD 304356SEC# 801-129388
Reg. AUM
$113.6M
Employees
1
Accounts
84
Location
—
Broadwealth LLC assets under management
Broadwealth LLC is an SEC-registered investment adviser. The firm has been registered since 2024. It reports $113.6 million in regulatory assets under management and employs 1 people.
Broadwealth LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jennifer Dowling Dougherty Control | Principal And Cco | Over 75% | 2019 |
Frequently asked questions
How much does Broadwealth LLC manage?
Broadwealth LLC reports $113.6 million in regulatory assets under management on its Form ADV.
How many employees does Broadwealth LLC have?
Broadwealth LLC reports 1 employees.
Does Broadwealth LLC disclose fund performance?
Broadwealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 617-549-1990 |
| Office hours | By Appointment Only |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$113.6M▲ 7%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$113.6Mregulatory AUM
Discretionary $89.5MNon-discretionary $24.1M