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Candor Financial LLC

CRD 314173SEC# 801-121166
Export (members)
No longer SEC-registered. Candor Financial LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$3.3M
Employees
3
Accounts
173
Location

Candor Financial LLC assets under management

Candor Financial LLC is an investment advisory firm registered with the SEC. It reports $3.3 million in regulatory assets under management and employs 3 people.

Candor Financial LLC owners & executives

4 reported
NameTitleOwnershipSince
Candor Inc. ControlManaging MemberOver 75%2019
David Chouinard ControlChief Compliance OfficerUnder 5%2021
David Chouinard ControlShareholder25-50%2021
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Frequently asked questions

How much does Candor Financial LLC manage?

Candor Financial LLC reports $3.3 million in regulatory assets under management on its Form ADV.

How many employees does Candor Financial LLC have?

Candor Financial LLC reports 3 employees.

Does Candor Financial LLC disclose fund performance?

Candor Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hoursNot Applicable
Discloses disciplinary historyNo

Regulatory AUM

$3.3M▼ 65%
Mar '25 — $9.6MApr '25 — $9.6MMay '25 — $9.6MJun '25 — $9.6MJul '25 — $9.6MAug '25 — $9.6MSep '25 — $9.6MOct '25 — $9.6MNov '25 — $9.6MDec '25 — $9.6MJan '26 — $9.6MFeb '26 — $3.3MMar '26 — $3.3MApr '26 — $3.3MMay '26 — $3.3MJun '26 — $3.3M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$3.3Mregulatory AUM
Discretionary $2.8MNon-discretionary $541K