Capital Formation Advisers LLC
● SEC registered since 1997CRD 111815SEC# 801-55098
Reg. AUM
$68.4M
Employees
1
Accounts
6
Location
—
Capital Formation Advisers LLC assets under management
Capital Formation Advisers LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 1997. It reports $68.4 million in regulatory assets under management and employs 1 people.
Capital Formation Advisers LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard C Veith Control | Manager/Chief Compliance Officer/Owner | Over 75% | 1997 |
Frequently asked questions
How much does Capital Formation Advisers LLC manage?
Capital Formation Advisers LLC reports $68.4 million in regulatory assets under management on its Form ADV.
How many employees does Capital Formation Advisers LLC have?
Capital Formation Advisers LLC reports 1 employees.
Does Capital Formation Advisers LLC disclose fund performance?
Capital Formation Advisers LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 9177631307 |
| Office hours | 9a.m. To 6p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$68.4M▲ 4%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$68.4Mregulatory AUM
Discretionary $38.9MNon-discretionary $29.6M