Capital Investment Management, LLC
CRD 150705SEC# 801-136463Roseville, CA
No longer SEC-registered. Capital Investment Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$100.1M
Employees
3
Accounts
97
Location
Roseville, CA
Capital Investment Management, LLC assets under management
Capital Investment Management, LLC is an investment advisory firm registered with the SEC based in Roseville, CA. It reports $100.1 million in regulatory assets under management and employs 3 people.
Capital Investment Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kurt James Halverstadt Control | Managing Member And Chief Compliance Officer | 50-75% | 2009 |
| Sean Anthony Lehmann Control | Managing Member And Compliance Officer (laguna Niguel) | 50-75% | 2009 |
Frequently asked questions
How much does Capital Investment Management, LLC manage?
Capital Investment Management, LLC reports $100.1 million in regulatory assets under management on its Form ADV.
How many employees does Capital Investment Management, LLC have?
Capital Investment Management, LLC reports 3 employees.
Where is Capital Investment Management, LLC located?
Capital Investment Management, LLC is based in Roseville, CA.
Does Capital Investment Management, LLC disclose fund performance?
Capital Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 564 North Sunrise Avenue, Roseville, CA 95661 |
| Office hours | 8:00 a.m. - 3:30 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$100.1MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$100.1Mregulatory AUM
Discretionary $100.1M