Capital View Wealth Management, LLC
● SEC registered since 2003CRD 126653SEC# 801-62003
Reg. AUM
$128.8M
Employees
1
Accounts
27
Location
—
Capital View Wealth Management, LLC assets under management
Capital View Wealth Management, LLC is an investment advisory firm registered with the SEC. The firm has been registered since 2003. It reports $128.8 million in regulatory assets under management and employs 1 people.
Capital View Wealth Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Samuel B O'Brien Control | President/Chief Compliance Officer | Over 75% | 2003 |
Frequently asked questions
How much does Capital View Wealth Management, LLC manage?
Capital View Wealth Management, LLC reports $128.8 million in regulatory assets under management on its Form ADV.
How many employees does Capital View Wealth Management, LLC have?
Capital View Wealth Management, LLC reports 1 employees.
Does Capital View Wealth Management, LLC disclose fund performance?
Capital View Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 515-238-3737 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$128.8M▲ 2%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$128.8Mregulatory AUM
Discretionary $128.8M