Capstone Asset Management, LLC
CRD 155846SEC# 801-72116
No longer SEC-registered. Capstone Asset Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$241.3M
Employees
1
Accounts
2
Location
—
Capstone Asset Management, LLC assets under management
Capstone Asset Management, LLC operates as an SEC-registered investment adviser. It reports $241.3 million in regulatory assets under management and employs 1 people.
Capstone Asset Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Andrew Schick Control | Sole Member/ Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does Capstone Asset Management, LLC manage?
Capstone Asset Management, LLC reports $241.3 million in regulatory assets under management on its Form ADV.
How many employees does Capstone Asset Management, LLC have?
Capstone Asset Management, LLC reports 1 employees.
Does Capstone Asset Management, LLC disclose fund performance?
Capstone Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | 9a.m.-5p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$241.3MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 69%
Larger than 31% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$241.3Mregulatory AUM
Discretionary $0Non-discretionary $241.3M