Cardinal Retirement Planning, Inc.
● SEC registered since 2025CRD 166545SEC# 801-132974
Reg. AUM
$127.4M
Employees
3
Accounts
251
Location
—
Cardinal Retirement Planning, Inc. assets under management
Cardinal Retirement Planning, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2025. It reports $127.4 million in regulatory assets under management and employs 3 people.
Cardinal Retirement Planning, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anessa Custovic Control | Investment Advisor Representative/Chief Investment Officer | Under 5% | 2022 |
| Douglas Victor Amis Control | President/Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does Cardinal Retirement Planning, Inc. manage?
Cardinal Retirement Planning, Inc. reports $127.4 million in regulatory assets under management on its Form ADV.
How many employees does Cardinal Retirement Planning, Inc. have?
Cardinal Retirement Planning, Inc. reports 3 employees.
Does Cardinal Retirement Planning, Inc. disclose fund performance?
Cardinal Retirement Planning, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 919-439-2114 |
| Office hours | By Appointment Only |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$127.4M▲ 15%
May '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 88%
Larger than 12% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$127.4Mregulatory AUM
Discretionary $125.4MNon-discretionary $2M