Carota Wealth Management
● SEC registered since 2021CRD 127344SEC# 801-120393
Reg. AUM
$135M
Employees
2
Accounts
443
Location
—
Carota Wealth Management assets under management
Carota Wealth Management is an SEC-registered investment adviser. The firm has been registered since 2021. It reports $135 million in regulatory assets under management and employs 2 people.
Carota Wealth Management owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Raymond Noah Carota Control | President & Chief Compliance Officer | Over 75% | 2003 |
Frequently asked questions
How much does Carota Wealth Management manage?
Carota Wealth Management reports $135 million in regulatory assets under management on its Form ADV.
How many employees does Carota Wealth Management have?
Carota Wealth Management reports 2 employees.
Does Carota Wealth Management disclose fund performance?
Carota Wealth Management is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 610-828-1155 |
| Fax | 484-602-2304 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1779506 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$135M▲ 36%
Feb '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,306 advisers
EmployeesTop 86%
More than 14% of 16,824 advisers
Assets under management
$135Mregulatory AUM
Discretionary $135M