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Castle Rock Investment Company

CRD 140299SEC# 801-80620
Export (members)
No longer SEC-registered. Castle Rock Investment Company appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$70.2M
Employees
1
Accounts
22
Location
—

Castle Rock Investment Company assets under management

Castle Rock Investment Company is a registered investment adviser overseen by the SEC. It reports $70.2 million in regulatory assets under management and employs 1 people.
View on SEC.gov ↗

Castle Rock Investment Company owners & executives

1 reported
NameTitleOwnershipSince
Michele Louise Suriano ControlCcoOver 75%2006

Frequently asked questions

How much does Castle Rock Investment Company manage?

Castle Rock Investment Company reports $70.2 million in regulatory assets under management on its Form ADV.

How many employees does Castle Rock Investment Company have?

Castle Rock Investment Company reports 1 employees.

Does Castle Rock Investment Company disclose fund performance?

Castle Rock Investment Company is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Office hours9:00 - 5:00
Discloses disciplinary historyNo

Regulatory AUM

$70.2MNo change
Jan '25 — $70.2MFeb '25 — $70.2MMar '25 — $70.2MApr '25 — $70.2MMay '25 — $70.2MJun '25 — $70.2MJul '25 — $70.2MAug '25 — $70.2MSep '25 — $70.2MOct '25 — $70.2MNov '25 — $70.2MDec '25 — $70.2MJan '26 — $70.2MFeb '26 — $70.2MMar '26 — $70.2MApr '26 — $70.2MMay '26 — $70.2MJun '26 — $70.2M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers

Assets under management

$70.2Mregulatory AUM
Discretionary $9.2MNon-discretionary $61M