Closed-End Fund Advisors Inc.
● SEC registered since 2018CRD 115562SEC# 801-113697
Reg. AUM
$186.3M
Employees
6
Accounts
180
Location
—
Closed-End Fund Advisors Inc. assets under management
Closed-End Fund Advisors Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2018. It reports $186.3 million in regulatory assets under management and employs 6 people.
Closed-End Fund Advisors Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Cole Scott Control | Chief Investment Officer & Chief Compliance Officer | Over 75% | 2004 |
| John Cole Scott Control | President | Over 75% | 2022 |
Frequently asked questions
How much does Closed-End Fund Advisors Inc. manage?
Closed-End Fund Advisors Inc. reports $186.3 million in regulatory assets under management on its Form ADV.
How many employees does Closed-End Fund Advisors Inc. have?
Closed-End Fund Advisors Inc. reports 6 employees.
Does Closed-End Fund Advisors Inc. disclose fund performance?
Closed-End Fund Advisors Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 804-288-2482 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$186.3MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$186.3Mregulatory AUM
Discretionary $112.5MNon-discretionary $73.9M