Compass Financial Group, Inc
● SEC registered since 2012CRD 157109SEC# 801-76392Sioux Falls, SD
Reg. AUM
$1.23B
Employees
13
Accounts
8,015
Location
Sioux Falls, SD
Compass Financial Group, Inc assets under management
Compass Financial Group, Inc is an investment advisory firm registered with the SEC based in Sioux Falls, SD. The firm has been registered since 2012. It reports $1.2 billion in regulatory assets under management and employs 13 people.
Compass Financial Group, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jasen David Haller Control | Direct Owner | 25-50% | 2015 |
| Jesse David Haller Control | Vice President & Direct Owner | 25-50% | 2011 |
| John David Haller Control | President, Chief Compliance Officer, & Direct Owner | 25-50% | 2011 |
Frequently asked questions
How much does Compass Financial Group, Inc manage?
Compass Financial Group, Inc reports $1.2 billion in regulatory assets under management on its Form ADV.
How many employees does Compass Financial Group, Inc have?
Compass Financial Group, Inc reports 13 employees.
Where is Compass Financial Group, Inc located?
Compass Financial Group, Inc is based in Sioux Falls, SD and has been SEC-registered since 2012.
Does Compass Financial Group, Inc disclose fund performance?
Compass Financial Group, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4300 South Louise Ave., Suite 300, Sioux Falls, SD 57106 |
| Phone | 605-338-7150 |
| Fax | 605-413-4296 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1964835 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.23BNo change
Jul '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$1.23Bregulatory AUM
Discretionary $1.23B