Cote Financial Management, LLC
● SEC registered since 2024CRD 153088SEC# 801-130714
Reg. AUM
$151.2M
Employees
3
Accounts
378
Location
—
Cote Financial Management, LLC assets under management
Cote Financial Management, LLC is an SEC-registered investment adviser. The firm has been registered since 2024. It reports $151.2 million in regulatory assets under management and employs 3 people.
Cote Financial Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Stephen Mark Cote Control | Chief Compliance Officer | Over 75% | 2010 |
| Stephen Mark Cote Control | Chief Executive Officer | Over 75% | 2010 |
Frequently asked questions
How much does Cote Financial Management, LLC manage?
Cote Financial Management, LLC reports $151.2 million in regulatory assets under management on its Form ADV.
How many employees does Cote Financial Management, LLC have?
Cote Financial Management, LLC reports 3 employees.
Does Cote Financial Management, LLC disclose fund performance?
Cote Financial Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 978-767-9501 |
| Fax | 978-767-9503 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$151.2M▲ 15%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$151.2Mregulatory AUM
Discretionary $0Non-discretionary $151.2M