D. Scott Neal, Inc.
CRD 110975SEC# 801-60070Lexington, KY
No longer SEC-registered. D. Scott Neal, Inc. appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$352M
Employees
10
Accounts
1,335
Location
Lexington, KY
D. Scott Neal, Inc. assets under management
D. Scott Neal, Inc. is a registered investment adviser overseen by the SEC based in Lexington, KY. It reports $352 million in regulatory assets under management and employs 10 people.
D. Scott Neal, Inc. owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Scott Neal Control | Director / President | Under 5% | 1995 |
| Jerome George Zimmerer Control | Director / Vice President/ Chief Compliance Officer | Under 5% | 2000 |
| Mercer Global Advisors Inc. Control | Parent Company | Over 75% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does D. Scott Neal, Inc. manage?
D. Scott Neal, Inc. reports $352 million in regulatory assets under management on its Form ADV.
How many employees does D. Scott Neal, Inc. have?
D. Scott Neal, Inc. reports 10 employees.
Where is D. Scott Neal, Inc. located?
D. Scott Neal, Inc. is based in Lexington, KY.
Does D. Scott Neal, Inc. disclose fund performance?
D. Scott Neal, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3292 Eagle View Lane, Suite 290, Lexington, KY 40509 |
| Office hours | By Appointment |
| Discloses disciplinary history | No |
Regulatory AUM
$352MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$352Mregulatory AUM
Discretionary $337.8MNon-discretionary $14.3M