Dale Q. Rice Investment Management, Ltd.
● SEC registered since 2022CRD 310614SEC# 801-123463
Reg. AUM
$156.6M
Employees
4
Accounts
266
Location
—
Dale Q. Rice Investment Management, Ltd. assets under management
Dale Q. Rice Investment Management, Ltd. operates as an SEC-registered investment adviser. The firm has been registered since 2022. It reports $156.6 million in regulatory assets under management and employs 4 people.
Dale Q. Rice Investment Management, Ltd. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dale Quintin Rice Control | Owner / Chief Compliance Officer | Over 75% | 2020 |
Frequently asked questions
How much does Dale Q. Rice Investment Management, Ltd. manage?
Dale Q. Rice Investment Management, Ltd. reports $156.6 million in regulatory assets under management on its Form ADV.
How many employees does Dale Q. Rice Investment Management, Ltd. have?
Dale Q. Rice Investment Management, Ltd. reports 4 employees.
Does Dale Q. Rice Investment Management, Ltd. disclose fund performance?
Dale Q. Rice Investment Management, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 360-693-7577 |
| Fax | 360-695-3899 |
| Office hours | 9-5 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$156.6M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$156.6Mregulatory AUM
Discretionary $154.1MNon-discretionary $2.5M