Dbd Retirement and Financial Services, LLC
● SEC registered since 2023CRD 328239SEC# 801-129039
Reg. AUM
$133.7M
Employees
1
Accounts
37
Location
—
Dbd Retirement and Financial Services, LLC assets under management
Dbd Retirement and Financial Services, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2023. It reports $133.7 million in regulatory assets under management and employs 1 people.
Dbd Retirement and Financial Services, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Denise Difilippo Control | Owner | 50-75% | 2023 |
| Raymond T Difilippo Control | President And Chief Compliance Officer | 50-75% | 2023 |
Frequently asked questions
How much does Dbd Retirement and Financial Services, LLC manage?
Dbd Retirement and Financial Services, LLC reports $133.7 million in regulatory assets under management on its Form ADV.
How many employees does Dbd Retirement and Financial Services, LLC have?
Dbd Retirement and Financial Services, LLC reports 1 employees.
Does Dbd Retirement and Financial Services, LLC disclose fund performance?
Dbd Retirement and Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 703-791-5955 |
| Fax | 703-791-4091 |
| Office hours | By Appointment Only |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$133.7MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$133.7Mregulatory AUM
Discretionary $133.7M