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De Groote Financial Group, LLC

● SEC registered since 2013CRD 168178SEC# 801-78358Thousand Oaks, CA
Export (members)
Reg. AUM
$1.22B
Employees
9
Accounts
2,346
Location
Thousand Oaks, CA

De Groote Financial Group, LLC assets under management

De Groote Financial Group, LLC operates as an SEC-registered investment adviser based in Thousand Oaks, CA. The firm has been registered since 2013. It reports $1.2 billion in regulatory assets under management and employs 9 people.

De Groote Financial Group, LLC owners & executives

2 reported
NameTitleOwnershipSince
Douglas Clark Degroote ControlManaging MemberOver 75%2013
Fadi Mohamed Ahmed ControlChief Compliance Officer & Chief Operations OfficerUnder 5%2019

Frequently asked questions

How much does De Groote Financial Group, LLC manage?

De Groote Financial Group, LLC reports $1.2 billion in regulatory assets under management on its Form ADV.

How many employees does De Groote Financial Group, LLC have?

De Groote Financial Group, LLC reports 9 employees.

Where is De Groote Financial Group, LLC located?

De Groote Financial Group, LLC is based in Thousand Oaks, CA and has been SEC-registered since 2013.

Does De Groote Financial Group, LLC disclose fund performance?

De Groote Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address3013 Willow Lane, Thousand Oaks, CA 91361
Phone(805) 230-0111
Fax(805) 230-0061
Office hours6:30a.m. To 4:00p.m.
SEC regionLos Angeles Regional Office (LARO)
CIK1766292
Discloses disciplinary historyNo

Regulatory AUM

$1.22B▲ 62%
Mar '25 — $750.6MApr '25 — $750.6MMay '25 — $750.6MJun '25 — $750.6MJul '25 — $750.6MAug '25 — $750.6MSep '25 — $750.6MOct '25 — $750.6MNov '25 — $750.6MDec '25 — $750.6MJan '26 — $750.6MFeb '26 — $750.6MMar '26 — $1.22BApr '26 — $1.22BMay '26 — $1.22BJun '26 — $1.22B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 30%
Larger than 70% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers

Assets under management

$1.22Bregulatory AUM
Discretionary $1.22B