Defined Financial Planning LLC
CRD 310137SEC# 801-126370San Rafael, CA
No longer SEC-registered. Defined Financial Planning LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$137.3M
Employees
5
Accounts
333
Location
San Rafael, CA
Defined Financial Planning LLC assets under management
Defined Financial Planning LLC is an investment advisory firm registered with the SEC based in San Rafael, CA. It reports $137.3 million in regulatory assets under management and employs 5 people.
Defined Financial Planning LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brianna Nicole Hasbrook | Director Of Operations, Member | 10-25% | 2024 |
| Samuel Vasquez Gaeta Control | Chief Executive Officer, Chief Compliance Officer, Member | Over 75% | 2020 |
Frequently asked questions
How much does Defined Financial Planning LLC manage?
Defined Financial Planning LLC reports $137.3 million in regulatory assets under management on its Form ADV.
How many employees does Defined Financial Planning LLC have?
Defined Financial Planning LLC reports 5 employees.
Where is Defined Financial Planning LLC located?
Defined Financial Planning LLC is based in San Rafael, CA.
Does Defined Financial Planning LLC disclose fund performance?
Defined Financial Planning LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 899 Northgate Dr, Suite 300, San Rafael, CA 94903 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$137.3M▲ 20%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 86%
Larger than 14% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$137.3Mregulatory AUM
Discretionary $135.6MNon-discretionary $1.7M