Delta Wealth Advisors LLC
● SEC registered since 2023CRD 310504SEC# 801-129219
Reg. AUM
$151.8M
Employees
5
Accounts
520
Location
—
Delta Wealth Advisors LLC assets under management
Delta Wealth Advisors LLC is an SEC-registered investment adviser. The firm has been registered since 2023. It reports $151.8 million in regulatory assets under management and employs 5 people.
Delta Wealth Advisors LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dino N Efthimiou Control | Managing Member & Chief Compliance Officer | Over 75% | 2017 |
| Nicholas Gerald Christ Finnigan Control | Owner | 10-25% | 2020 |
Frequently asked questions
How much does Delta Wealth Advisors LLC manage?
Delta Wealth Advisors LLC reports $151.8 million in regulatory assets under management on its Form ADV.
How many employees does Delta Wealth Advisors LLC have?
Delta Wealth Advisors LLC reports 5 employees.
Does Delta Wealth Advisors LLC disclose fund performance?
Delta Wealth Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 317-735-6445 |
| Fax | 317-735-6492 |
| Office hours | Not Applicable - Office Visits By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$151.8M▲ 26%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$151.8Mregulatory AUM
Discretionary $150.4MNon-discretionary $1.4M