Dempsey Investment Management, LLC
CRD 134667SEC# 801-127621South Burlington, VT
No longer SEC-registered. Dempsey Investment Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$146.1M
Employees
1
Accounts
466
Location
South Burlington, VT
Dempsey Investment Management, LLC assets under management
Dempsey Investment Management, LLC is a registered investment adviser overseen by the SEC based in South Burlington, VT. It reports $146.1 million in regulatory assets under management and employs 1 people.
Dempsey Investment Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Donald Fenton Dempsey Control | President/Owner/Cco | Over 75% | 2005 |
Frequently asked questions
How much does Dempsey Investment Management, LLC manage?
Dempsey Investment Management, LLC reports $146.1 million in regulatory assets under management on its Form ADV.
How many employees does Dempsey Investment Management, LLC have?
Dempsey Investment Management, LLC reports 1 employees.
Where is Dempsey Investment Management, LLC located?
Dempsey Investment Management, LLC is based in South Burlington, VT.
Does Dempsey Investment Management, LLC disclose fund performance?
Dempsey Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1233 Shelburne Road, Suite 410, South Burlington, VT 05403 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$146.1MNo change
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$146.1Mregulatory AUM
Discretionary $146.1M