Dempsey Lord Smith, LLC
CRD 141238SEC# 801-108087Rome, GA
No longer SEC-registered. Dempsey Lord Smith, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$580.5M
Employees
92
Accounts
2,444
Location
Rome, GA
Dempsey Lord Smith, LLC assets under management
Dempsey Lord Smith, LLC operates as an SEC-registered investment adviser based in Rome, GA. It reports $580.5 million in regulatory assets under management and employs 92 people.
Dempsey Lord Smith, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Duvan Ledbetter Brock Control | Vice President Recruiting And Due Diligence | 10-25% | 2010 |
| Ernest Liddell Smith Control | Vice President Sales And Marketing | 10-25% | 2006 |
| Jerry Eskel Jr Dempsey Control | Chief Executive Officer | 25-50% | 2006 |
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Join to unlock · $37/moFrequently asked questions
How much does Dempsey Lord Smith, LLC manage?
Dempsey Lord Smith, LLC reports $580.5 million in regulatory assets under management on its Form ADV.
How many employees does Dempsey Lord Smith, LLC have?
Dempsey Lord Smith, LLC reports 92 employees.
Where is Dempsey Lord Smith, LLC located?
Dempsey Lord Smith, LLC is based in Rome, GA.
Does Dempsey Lord Smith, LLC disclose fund performance?
Dempsey Lord Smith, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 901 N Broad Street, Suite 400, Rome, GA 30161 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| Discloses disciplinary history | Yes |
Regulatory AUM
$580.5MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,271 advisers
EmployeesTop 8%
More than 92% of 16,825 advisers
Assets under management
$580.5Mregulatory AUM
Discretionary $580.5M