Dhk Financial Advisors Inc
CRD 106126SEC# 801-44524Portsmouth, NH
No longer SEC-registered. Dhk Financial Advisors Inc appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
$1.68B
Employees
5
Accounts
187
Location
Portsmouth, NH
Dhk Financial Advisors Inc assets under management
Dhk Financial Advisors Inc operates as an SEC-registered investment adviser based in Portsmouth, NH. It reports $1.7 billion in regulatory assets under management and employs 5 people.
Dhk Financial Advisors Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cynthia R Freedman Control | Director Of Operations | Under 5% | 2019 |
| Timothy William Dempsey Control | President, Director & Cco | Over 75% | 1993 |
Frequently asked questions
How much does Dhk Financial Advisors Inc manage?
Dhk Financial Advisors Inc reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Dhk Financial Advisors Inc have?
Dhk Financial Advisors Inc reports 5 employees.
Where is Dhk Financial Advisors Inc located?
Dhk Financial Advisors Inc is based in Portsmouth, NH.
Does Dhk Financial Advisors Inc disclose fund performance?
Dhk Financial Advisors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3 Greenleaf Woods Drive, Suite 202, Portsmouth, NH 03801 |
| Office hours | 9:00a.m. - 5:00p.m. |
| Discloses disciplinary history | No |
Regulatory AUM
$1.68BNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$1.68Bregulatory AUM
Discretionary $1.39BNon-discretionary $288.9M