Dick Rivera & Associates, LLC
CRD 114409SEC# 801-112979Pensacola Beach, FL
No longer SEC-registered. Dick Rivera & Associates, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
2
Accounts
—
Location
Pensacola Beach, FL
Dick Rivera & Associates, LLC assets under management
Dick Rivera & Associates, LLC is an investment advisory firm registered with the SEC based in Pensacola Beach, FL. It employs 2 people.
Dick Rivera & Associates, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard Thomas Rivera Control | Member And Cco | Over 75% | 1986 |
Frequently asked questions
How many employees does Dick Rivera & Associates, LLC have?
Dick Rivera & Associates, LLC reports 2 employees.
Where is Dick Rivera & Associates, LLC located?
Dick Rivera & Associates, LLC is based in Pensacola Beach, FL.
Does Dick Rivera & Associates, LLC disclose fund performance?
Dick Rivera & Associates, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5 Portofino Dr., Suite 1803, Pensacola Beach, FL 32561 |
| Office hours | By Appointment Only |
| Discloses disciplinary history | Yes |
Regulatory AUM
$155MNo change
Mar '25Form ADV, monthlyJun '26
How this firm compares
EmployeesTop 86%
More than 14% of 16,825 advisers